Manager of AML Risk Assessments At Interactive Brokers

3
0

Application Link – Manager of AML Risk Assessments

Job Location – Chicago, IL

Number of openings – Unknown

Dates – 31.12.2019

Job Description and Responsibilities

 Interactive Brokers is looking for a manager in its AML Department to manage the firm’s periodic risk assessments of the firm’s business.

Responsibilities

  • Lead the firm’s periodic assessment of the risks presented by its business lines under Bank Secrecy Act/Anti-Money Laundering (BSA/AML) and the Office of Foreign Asset Control (OFAC) rules;
  • Ensure that the Risk Assessments are in compliance with the FFIEC Exam Manual and meet the expectations of management, internal auditors, and external regulators;
  • Evaluate current AML processes and outline enhancements, where appropriate; and
  • Identify the data needed to measure the risk factors and controls and draft appropriate queries for firm programmers.

About Interactive Brokers

Interactive Brokers (“IBKR”), a subsidiary of publicly-traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut (IEX: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR’s premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.

LEAVE A REPLY

Please enter your comment!
Please enter your name here